The Firm has adopted certain policies and procedures that address the administrative, technical and physical safeguards for the protection of customer records and information. These policies and procedures are designed to ensure the security and confidentiality of customer records and information, protect against anticipated threats or hazards, and address document destruction as well as unauthorized access to such records or information that may result in harm or inconvenience to our customer.
Collection and Retention of Non-Public Personal Information
We collect and retain information about you to identify and communicate with you, to provide you with products and services you have requested, and to help us respond to your questions.
We collect the following types of non-public personal information about you from the following sources:
Disclosure of Non-Public Personal Information
We may disclose non-public personal information about you as necessary to effect, administer, or enforce transactions that you have requested or authorized, or in connection with servicing or processing a financial product or service you have requested or authorized, or to maintain or service your accounts with us, or as otherwise described below. We normally disclose information:
Except in those limited situations, we will not make any disclosure of information to other companies who may want to sell their products or services to you without your consent. In the event that we intend to disclose information to a third party that is not providing services we will notify all affected clients of such intended disclosure. Each such client will be advised of the nature of the disclosure and given instructions on how to opt out. At present, we have no intention of disclosing information to third parties beyond the necessary disclosures to processors and service providers and as otherwise required by law.
We hope that the use of your information will result in improved client service and responsiveness.